Steven Peter East

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

    FRN 607483

    • SMF3 Executive Director (since 13 Jun 2024)
    • [FCA CF] Material risk taker (since 27 Sep 2021)
    • [FCA CF] Client dealing (since 2 Dec 2020)
    • SMF1 Chief Executive (13 Jun 2024 to 27 Jan 2026)
    • SMF18 Other Overall Responsibility (7 Mar 2023 to 13 Jun 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Mar 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • SMF18 Other Overall Responsibility (18 Apr 2018 to 23 Aug 2018)
    • CF30 Customer (1 Jul 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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