Steven Michael Clemence

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ADVANTA WEALTH (SOUTH WEST) LTD

    FRN 677869

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 27 Jun 2022)
    • [FCA CF] Client dealing (since 27 Jun 2022)
  • 4 Most Limited (no longer approved here)

    FRN 226751

    • Employed By (2 Aug 2005 to 31 Dec 2010)
  • Pecunia Consulting Ltd (no longer approved here)

    FRN 226384

    • (1)Employed By (29 Jul 2003 to 12 Sep 2006)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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