Steven Marshall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF30 Customer (13 Jul 2009 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Jul 2003 to 27 Apr 2006)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (14 Dec 2006 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (26 Oct 2002 to 6 Dec 2002)
    • CF26 Customer Trading (1 Dec 2001 to 26 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.