Steven Mark Aslett

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TITAN WEALTH PLANNING LTD

    FRN 574458

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Aug 2023)
    • [FCA CF] Client dealing (since 9 Aug 2023)
  • LEBC Group Limited

    FRN 760755

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 19 Jul 2021)
    • [FCA CF] Client dealing (since 19 Jul 2021)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Client dealing (9 Dec 2019 to 28 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 May 2021)
    • CF30 Customer (9 Aug 2016 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (17 Feb 2016 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (20 Feb 2012 to 28 Dec 2012)
  • Pharon Independent Financial Advisers Limited (no longer approved here)

    FRN 138169

    • CF30 Customer (20 Jan 2009 to 19 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

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