Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (29 Nov 2002 to 19 Nov 2013)
- CF10 Compliance Oversight (29 Nov 2002 to 25 Mar 2004)
- CF11 Money Laundering Reporting (29 Nov 2002 to 25 Mar 2004)
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- CF10 Compliance Oversight (4 Sep 2002 to 23 Feb 2004)
- CF11 Money Laundering Reporting (4 Sep 2002 to 23 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.