Steven Kenneth Stearns

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc

    FRN 106054

    • SMF4 Chief Risk (since 6 Jun 2025)
    • SMF18 Other Overall Responsibility (16 Dec 2020 to 31 Aug 2023)
    • [FCA CF] Manager of certification employee (2 Jul 2018 to 16 Dec 2020)
    • [PRA CF] Managing a material risk taker (2 Jul 2018 to 16 Dec 2020)
    • [FCA CF] Material risk taker (29 Mar 2018 to 16 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (29 Mar 2018 to 16 Dec 2020)
    • [FCA CF] Significant management (29 Mar 2018 to 16 Dec 2020)
  • Cater Allen Limited

    FRN 178737

    • SMF4 Chief Risk (since 6 Jun 2025)
    • SMF3 Executive Director (since 6 Jun 2025)
    • [FCA CF] Manager of certification employee (2 Jul 2018 to 1 Sep 2023)
    • [FCA CF] Significant management (29 Mar 2018 to 1 Sep 2023)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • SMF4 Chief Risk (13 Oct 2023 to 17 Mar 2025)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Manager of certification employee (2 Jul 2018 to 18 Jun 2020)
    • [FCA CF] Significant management (29 Mar 2018 to 18 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.