Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Financial Limited
FRN 836465
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 15 Apr 2026)
- CF30 Customer (since 14 Apr 2026)
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Manning & Company (South West) Limited
FRN 1044629
- Employed By (since 14 Apr 2026)
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- CF30 Customer (7 Oct 2010 to 29 Mar 2013)
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- CF30 Customer (1 Nov 2007 to 6 Oct 2010)
- CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 May 2007 to 18 Jul 2007)
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- CF21 Investment Adviser (10 Jul 2003 to 7 May 2007)
- CF22 Investment Adviser (Trainee) (10 May 2002 to 10 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.