Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 15 Apr 2026)
    • CF30 Customer (since 14 Apr 2026)
    • Employed By (since 14 Apr 2026)
    • CF30 Customer (7 Oct 2010 to 29 Mar 2013)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 6 Oct 2010)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 May 2007 to 18 Jul 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (10 Jul 2003 to 7 May 2007)
    • CF22 Investment Adviser (Trainee) (10 May 2002 to 10 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.