Steven John Moore

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ANGELL MALLINDER LIMITED

    FRN 496729

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (3 Oct 2017 to 27 Aug 2019)
    • CF30 Customer (2 Jun 2014 to 27 Aug 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 29 May 2014)
    • CF21 Investment Adviser (6 Nov 2006 to 31 Oct 2007)
    • CF1 Director (AR) (2 Jun 2005 to 20 Jun 2022)
    • CF22 Investment Adviser (Trainee) (2 Jun 2005 to 6 Nov 2006)
  • Glenbrook Financial Management Ltd (no longer approved here)

    FRN 221395

    • (5)Employed By (20 Dec 2002 to 20 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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