This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Glenbrook Financial Management Ltd

Watch for changes

FRN: 221395

Watch for changes

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Christine Ann Moore
IRN CAC01135
- (2)Employed By (29 May 2003 to 15 May 2007)
David Peter Simpson
IRN DPS01156
- (4)Employed By (19 Feb 2013 to 22 Oct 2013)
Patrick James Hooper
IRN PJH00068
- (3)Employed By (18 Jun 2003 to 22 Dec 2004)
Robert John York
IRN RJY01017
- (1)Employed By (3 Oct 2005 to 26 Oct 2012)
Steven John Moore
IRN SJM00092
- (5)Employed By (20 Dec 2002 to 20 Jun 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.