Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (13 May 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Nov 2003 to 13 May 2004)
  • Steven Heyes

    FRN 477709

    • (1)Employed By (since 24 May 2010)
  • Derek McDonald (no longer approved here)

    FRN 401694

    • Employed By (13 May 2004 to 23 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

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