Steven Heyes

FRN: 477709
Last scraped: 22 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

171 Ormskirk Road

Rainford

St Helens

WA11 8HR

UNITED KINGDOM

Phone

+4401515411000

Web

https://www.heyesassociates.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Inderpal Singh Uppal
IRN IXU00011
- (2)Employed By (since 26 Apr 2024)
Karl Robert Winstanley
IRN KRW01063
- (4)Employed By (since 10 Apr 2019)
Luke Daniel Fox Collins
IRN LXC88277
- (3)Employed By (since 7 Mar 2023)
Steven Heyes
IRN SXH01544
- (1)Employed By (since 24 May 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.