Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Moorfield Investment Management Limited
FRN 196334
- SMF16 Compliance Oversight (since 29 Dec 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Dec 2021)
- SMF3 Executive Director (since 29 Dec 2021)
- CF28 Systems and controls (6 Jun 2017 to 8 Dec 2019)
- CF30 Customer (6 Jun 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.