Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 3 Apr 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
- CF30 Customer (2 Jun 2014 to 8 Dec 2019)
- CF4 Partner (2 Jun 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2014)
- CF22 Investment Adviser (Trainee) (26 Jul 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (9 Feb 2006 to 6 Aug 2007)
- CF21 Investment Adviser (22 Nov 2005 to 8 Feb 2006)
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- Employed By (9 Feb 2006 to 6 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.