ilumiti LLP

• Principal Place of Business

  483 Green Lanes

  London

  N13 4BS

  UNITED KINGDOM

  Phone

  +4408006191019

  Web

  https://www.ilumiti.co.uk

• Complaints Contact

  483 Green Lanes

  London

  N13 4BS

  UNITED KINGDOM

  Phone

  +4408006191019

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander James Roberts

  IRN AJR01439

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Aug 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 Aug 2021)
  • CF30 Customer (1 Sep 2018 to 8 Dec 2019)
• Anastasia Lander

  IRN AXL00818

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
  • [FCA CF] Client dealing (since 1 Oct 2025)
• Andrew Johnston

  IRN AXJ00515

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 8 Jul 2024)
  • [FCA CF] Client dealing (since 8 Jul 2024)
• Ben Gow

  IRN BXG00137

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Mar 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
• Ben Trillow

  IRN BXT90953

  • SMF27 Partner (since 12 Feb 2024)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Chloe Bull

  IRN CXB00144

  • [FCA CF] Client dealing (16 Nov 2020 to 6 Apr 2021)
  • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 6 Apr 2021)
• Daniel Peter Mills

  IRN DPM01177

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (18 Jan 2016 to 8 Dec 2019)
• David Gordon Pugh

  IRN DGP00020

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF4 Partner (2 Jun 2014 to 8 Dec 2019)
  • CF30 Customer (2 Jun 2014 to 8 Dec 2019)
• Elliot West

  IRN EXW00073

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
  • [FCA CF] Client dealing (since 1 Mar 2021)
• Garin Paul Squires

  IRN GPS01078

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Manager of certification employee (since 1 Jun 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (22 Mar 2019 to 8 Dec 2019)
  • CF4 Partner (2 Jun 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Jun 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Jun 2014 to 30 Sep 2018)
  • CF10 Compliance Oversight (2 Jun 2014 to 8 Dec 2019)

No changes recorded yet.