Steven Gandy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Client dealing (7 Mar 2016 to 28 Nov 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Nov 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Nov 2018)
    • [FCA CF] Significant management (7 Mar 2016 to 28 Nov 2018)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 28 Nov 2018)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Client dealing (7 Mar 2016 to 19 Jun 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 19 Jun 2022)
    • [FCA CF] Significant management (7 Mar 2016 to 2 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (22 May 2007 to 31 Oct 2007)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (7 Mar 2016 to 28 Nov 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Nov 2018)
    • [FCA CF] Significant management (7 Mar 2016 to 28 Nov 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (27 Nov 2006 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (17 Dec 2002 to 27 Dec 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Dec 2002)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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