Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CHRISTIAN DOUGLASS GROUP LIMITED
FRN 465861
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF4 Partner (AR) (14 May 2008 to 1 Jan 2009)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (12 Jul 2007 to 31 Oct 2007)
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- Employed By (12 Jul 2007 to 1 Jan 2009)
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- CF21 Investment Adviser (18 May 2007 to 1 Jul 2007)
- CF22 Investment Adviser (Trainee) (11 May 2005 to 18 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.