Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF4 Partner (AR) (14 May 2008 to 1 Jan 2009)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (12 Jul 2007 to 31 Oct 2007)
  • C D Newton Barr LLP (no longer approved here)

    FRN 469756

    • Employed By (12 Jul 2007 to 1 Jan 2009)
  • Newton-Barr Limited (no longer approved here)

    FRN 413888

    • CF21 Investment Adviser (18 May 2007 to 1 Jul 2007)
    • CF22 Investment Adviser (Trainee) (11 May 2005 to 18 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.