Steven Derek Brazil

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saxo Capital Markets UK Ltd (no longer approved here)

    FRN 551422

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Dec 2019)
    • CF11 Money Laundering Reporting (25 Jul 2017 to 8 Dec 2019)
  • Westpac Banking Corporation (no longer approved here)

    FRN 124586

    • CF10 Compliance Oversight (9 May 2007 to 20 Nov 2009)
    • CF11 Money Laundering Reporting (9 May 2007 to 20 Nov 2009)
  • IG Index Limited (no longer approved here)

    FRN 114059

    • CF11 Money Laundering Reporting (4 Jan 2004 to 20 Apr 2007)
    • CF10 Compliance Oversight (4 Jan 2004 to 20 Apr 2007)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • CF10 Compliance Oversight (4 Jan 2004 to 20 Apr 2007)
    • CF11 Money Laundering Reporting (4 Jan 2004 to 20 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.