Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (12 May 2016 to 12 Jan 2017)
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- Employed By (12 May 2016 to 12 Jan 2017)
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- (2)Employed By (26 Sep 2013 to 3 Nov 2014)
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- (1)CF30 Customer (1 Nov 2007 to 8 May 2009)
- (2)CF21 Investment Adviser (8 Jul 2005 to 31 Oct 2007)
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- Employed By (23 Nov 2002 to 31 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Beard & Coles Financial Practice Ltd
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controlled function added: (2)Employed By at Beard & Coles Financial Practice Ltd
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controlled function added: (1)CF30 Customer at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED
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controlled function added: (2)CF21 Investment Adviser at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED