Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [FCA CF] Manager of certification employee (12 Jun 2022 to 6 Jul 2022)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [FCA CF] Manager of certification employee (12 Jun 2022 to 6 Jul 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 13 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (13 Sep 2021 to 30 Apr 2024)
    • [FCA CF] Manager of certification employee (13 Feb 2021 to 8 Apr 2024)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 19 Aug 2022)
    • [FCA CF] Manager of certification employee (13 Sep 2021 to 11 Aug 2022)
    • [FCA CF] Material risk taker (13 Sep 2021 to 10 Aug 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 13 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (13 Sep 2021 to 30 Apr 2024)
    • [FCA CF] Manager of certification employee (13 Feb 2021 to 8 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

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