Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF28 Systems and controls (1 Nov 2007 to 31 Oct 2008)
    • CF29 Significant management (1 Nov 2007 to 31 Oct 2008)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF3 Chief Executive (14 Jan 2005 to 31 Oct 2008)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 20 Feb 2020)
    • CF1 Director (AR) (27 Mar 2012 to 20 Feb 2020)
  • Routen Chaplin Financial Services Limited (no longer approved here)

    FRN 120915

    • (8)Employed By (1 Oct 1998 to 20 Feb 2020)

Recent activity

Updates to this individual's record on the FCA register.

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