Date authorised
1 April 2013
Companies House
00847184
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Routen Chaplin
    Britannic House
    5 Tamworth Road
    Long Eaton
    Nottingham
    Derbyshire
    NG10 1JE
    UNITED KINGDOM
    Phone
    +441159734437
  • Complaints Contact

    Routen Chaplin
    Britannic House
    5 Tamworth Road
    Long Eaton
    Nottingham
    Derbyshire
    NG10 1JE
    UNITED KINGDOM
    Phone
    +441159734437

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Roger Selwood

    IRN DRS01135

    • CF1 Director (14 Jan 2005 to 30 Sep 2008)
  • Franklyn Harvey Gooding

    IRN FHG01006

    • CF28 Systems and controls (1 Nov 2007 to 30 Sep 2008)
    • CF29 Significant management (1 Nov 2007 to 30 Sep 2008)
    • CF1 Director (14 Jan 2005 to 30 Sep 2008)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF3 Chief Executive (14 Jan 2005 to 30 Sep 2008)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 30 Sep 2008)
  • John Hill

    IRN JXH02830

    • CF1 Director (8 Dec 2015 to 14 Feb 2019)
  • Jonathan Charles Gilbert

    IRN JCG00011

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2020)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Martin Charles Cain

    IRN MCC01101

    • CF28 Systems and controls (1 Nov 2007 to 30 Sep 2008)
    • CF29 Significant management (1 Nov 2007 to 30 Sep 2008)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 30 Sep 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2008)
    • CF3 Chief Executive (14 Jan 2005 to 30 Sep 2008)
    • CF1 Director (14 Jan 2005 to 30 Sep 2008)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • Robert John Squire

    IRN RJS01339

    • CF29 Significant management (1 Nov 2007 to 31 Oct 2008)
    • CF28 Systems and controls (1 Nov 2007 to 31 Oct 2008)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Steven Charles Beeley

    IRN SCB00008

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF29 Significant management (1 Nov 2007 to 31 Oct 2008)
    • CF28 Systems and controls (1 Nov 2007 to 31 Oct 2008)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF3 Chief Executive (14 Jan 2005 to 31 Oct 2008)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.