Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 8 Jan 2024)
    • [FCA CF] Proprietary trader (since 9 Jan 2023)
    • [FCA CF] Client dealing (since 10 Jan 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 16 Dec 2018)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 16 Dec 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
    • [FCA CF] Manager of certification employee (since 4 May 2023)
    • [FCA CF] Proprietary trader (since 9 Jan 2023)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 16 Dec 2018)
    • CF30 Customer (23 Feb 2015 to 6 Mar 2016)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Proprietary trader (7 Mar 2016 to 16 Dec 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 16 Dec 2018)
    • CF30 Customer (1 Nov 2007 to 27 Mar 2008)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.