Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Mather & Murray Financial Ltd
FRN 696226
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 26 Jul 2024)
- [FCA CF] Functions requiring qualifications (since 26 Jul 2024)
-
- CF30 Customer (28 Jul 2011 to 14 Oct 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.