Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 26 Jul 2024)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (28 Jul 2011 to 14 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.