Steven Antony Ashley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Strata Global Limited

    FRN 563834

    • CF1 Director (AR) (since 24 Jul 2023)
  • Laser Digital UK Ltd

    FRN 1000108

    • (4)Employed By (since 24 Jul 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (20 Jan 2023 to 3 Feb 2023)
    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 1 Oct 2022)
    • CF29 Significant management (8 Aug 2012 to 6 Mar 2016)
    • CF30 Customer (15 Aug 2011 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (20 Jan 2023 to 3 Feb 2023)
    • SMF7 Group Entity Senior Manager (1 Jun 2016 to 1 Oct 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 12 Feb 2010)
    • CF21 Investment Adviser (11 Aug 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.