Steven Anthony Brodie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Fig Markets Limited
FRN 1026803
- SMF3 Executive Director (since 1 May 2025)
- SMF1 Chief Executive (since 1 May 2025)
- SMF16 Compliance Oversight (since 1 May 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2025)
Gallardo Securities Limited (no longer approved here)
FRN 724231
- CF1 Director (AR) (31 Oct 2024 to 8 Apr 2025)
- CF30 Customer (31 Oct 2024 to 8 Apr 2025)
FIG MARKETS LIMITED (no longer approved here)
FRN 1019560
- (1)Employed By (31 Oct 2024 to 8 Apr 2025)
BGC Brokers L.P (no longer approved here)
FRN 454814
- [FCA CF] Client dealing (1 Mar 2021 to 31 Jan 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.