Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF11 Chair of the Audit Committee (since 29 Apr 2022)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • SMF2 Chief Finance (8 Jul 2016 to 30 Apr 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • SMF2 Chief Finance (7 Mar 2016 to 30 Apr 2019)
    • CF1 Director (3 Jun 2011 to 6 Mar 2016)
    • CF28 Systems and controls (3 Jun 2011 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • SMF2 Chief Finance (7 Mar 2016 to 30 Apr 2019)
    • SMF3 Executive Director (7 Mar 2016 to 30 Apr 2019)
    • CF1 Director (3 Jun 2011 to 6 Mar 2016)
    • CF28 Systems and controls (3 Jun 2011 to 6 Mar 2016)
  • BlueBay Asset Management LLP (no longer approved here)

    FRN 571599

    • CF2 Non Executive Director (18 Jul 2014 to 20 Mar 2019)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF1 Director (11 Sep 2009 to 17 Feb 2011)
    • CF28 Systems and controls (10 Jun 2009 to 17 Feb 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (1 Nov 2007 to 31 Mar 2009)
    • CF19 Significant Mgt (Financial Resources) (14 Nov 2006 to 31 Oct 2007)
    • CF13 Finance (9 Aug 2005 to 13 Nov 2006)
    • CF10 Compliance Oversight (10 Oct 2003 to 12 Jul 2004)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF19 Significant Mgt (Financial Resources) (30 Jun 2006 to 17 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.