Stephen Richard Baxter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CX REINSURANCE COMPANY LIMITED. (no longer approved here)

    FRN 202077

    • SMF5 Head of Internal Audit (10 Dec 2018 to 31 Dec 2020)
    • SMF18 Other Overall Responsibility (10 Dec 2018 to 31 Dec 2020)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • CF29 Significant management (1 Nov 2007 to 9 Dec 2018)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF19 Significant Mgt (Financial Resources) (31 Mar 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (2 Mar 2005 to 31 Oct 2007)
    • CF13 Finance (25 Feb 2003 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (25 Feb 2003 to 31 Oct 2007)
  • RYAN SPECIALTY CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 697833

    • CF28 Systems and controls (21 Oct 2015 to 1 Jun 2018)

Recent activity

Updates to this individual's record on the FCA register.

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