Date authorised
1 April 2013
Companies House
01086556
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C/O Ernst & Young
    Richard Barker and Simon Edel
    1 More London Place
    London
    SE1 2AF
    UNITED KINGDOM
    Phone
    +441412269202
  • Complaints Contact

    C/O Ernst &Young
    Richard Barker and Simon Edel
    1 More London Place
    London
    SE1 2AF
    UNITED KINGDOM
    Phone
    +442079809323

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Angus Kenneth Cameron

    IRN AKC01014

    • CF20 Significant Mgt (Settlements) (1 Aug 2002 to 20 Jan 2003)
    • CF13 Finance (1 Aug 2002 to 20 Jan 2003)
  • Anthony John Hamilton

    IRN AJH01315

    • CF2 Non Executive Director (4 Jul 2003 to 22 Mar 2004)
  • Anthony Robert Preston

    IRN ARP01087

    • CF17 Significant Mgt (Other Business Operations) (24 May 2002 to 5 Mar 2003)
  • Barbara Teresa Nowak

    IRN BTN01004

    • CF29 Significant management (27 Mar 2009 to 17 Dec 2012)
  • Carolyn Helen Dugdale

    IRN CHD01023

    • CF17 Significant Mgt (Other Business Operations) (5 Mar 2003 to 21 Feb 2005)
  • Cathy Jane Pierce

    IRN CJP01097

    • CF13 Finance (1 Dec 2001 to 31 Oct 2002)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2002)
  • Charles Richard Thresh

    IRN CRT01047

    • CF1 Director (31 Mar 2004 to 21 Mar 2006)
    • CF19 Significant Mgt (Financial Resources) (5 Feb 2004 to 31 Mar 2006)
  • Christopher Harold Edward Jones

    IRN CHJ01022

    • CF11 Money Laundering Reporting (12 Jul 2005 to 15 Sep 2015)
  • Colin Graham Bird

    IRN CGB01033

    • Responsible for Insurance Mediation (14 Jan 2005 to 7 Jan 2016)
    • CF8 Apportionment and Oversight (12 Jan 2004 to 7 Jan 2016)
    • CF3 Chief Executive (12 Jan 2004 to 7 Jan 2016)
    • CF1 Director (21 Oct 2002 to 4 May 2007)
  • David Andrew Vaughan

    IRN DAV01015

    • SMF1 Chief Executive (10 Dec 2018 to 10 Mar 2021)
    • SMF3 Executive Director (10 Dec 2018 to 10 Mar 2021)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF3 Chief Executive (26 Feb 2016 to 6 Mar 2016)
    • CF1 Director (26 Feb 2016 to 9 Dec 2018)
    • CF29 Significant management (1 Nov 2007 to 9 Dec 2018)
    • CF17 Significant Mgt (Other Business Operations) (18 Jul 2005 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (19 Jan 2004 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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