Stephen Rawson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chambers Wealth Management Ltd

    FRN 566694

    • Employed By (since 13 Nov 2023)
  • Beyond Advice Group Ltd

    FRN 830162

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 13 Nov 2023)
    • [FCA CF] Client dealing (since 21 Feb 2022)
    • Appointed representative dealing with clients for which they require qualification (since 21 Feb 2022)
  • Cheshire Wealth Partnership Ltd (no longer approved here)

    FRN 605920

    • Employed By (24 Aug 2016 to 29 Jul 2020)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (20 Sep 2011 to 12 Oct 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 15 Oct 2011)
    • CF22 Investment Adviser (Trainee) (25 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.