Stephen Peter Redvers Cowling

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED

    FRN 197340

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Significant management (since 5 Sep 2025)
    • [FCA CF] Material risk taker (since 5 Sep 2025)
    • [FCA CF] Manager of certification employee (since 5 Apr 2022)
    • [FCA CF] Client dealing (since 7 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2021)
    • CF30 Customer (14 Jul 2016 to 8 Dec 2019)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (8 Mar 2013 to 9 May 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 1 Apr 2011)
    • CF24 Pension Transfer Specialist (12 Jul 2006 to 31 Oct 2007)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (199)Employed By (28 Jan 2003 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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