Stephen Patrick Hoggarth

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North East) Limited

    FRN 150317

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 19 Aug 2021)
    • [FCA CF] Client dealing (since 19 Aug 2021)
  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jun 2021)
    • CF30 Customer (4 Jan 2012 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (15 Feb 2011 to 19 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.