Stephen Nicholas Giles

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Swanland Mortgages Limited

    FRN 664494

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 12 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (14 Jun 2017 to 8 Dec 2019)
    • CF1 Director (15 Apr 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Apr 2015 to 30 Sep 2018)
  • Stephen Giles (no longer approved here)

    FRN 415404

    • (1)Employed By (23 Nov 2004 to 20 Dec 2005)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.