Date authorised
15 April 2015
Companies House
09113823
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 West End
    Swanland
    North Ferriby
    North Humberside
    HU14 3PE
    UNITED KINGDOM
    Phone
    +441482300470
  • Complaints Contact

    2 West End
    Swanland
    North Ferriby
    North Humberside
    HU14 3PE
    UNITED KINGDOM
    Phone
    +441482300470

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anita Joanne Smith

    IRN AJG00063

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 12 Nov 2020)
    • CF1 Director (AR) (12 Dec 2016 to 24 Jan 2023)
  • Graham Matthew Vitty

    IRN GXV00019

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 20 Nov 2020)
  • Helen Frances Cawthra

    IRN HXC00051

    • [FCA CF] Functions requiring qualifications (11 Nov 2020 to 23 Apr 2021)
  • Nicola Rachael Firth

    IRN NRF01032

    • CF1 Director (AR) (12 Dec 2016 to 23 Aug 2017)
  • Scott Nigel Kenneth Wiseman

    IRN SXW00171

    • [FCA CF] Functions requiring qualifications (13 Nov 2020 to 1 Mar 2022)
  • Stephen Nicholas Giles

    IRN SNG00001

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 12 Nov 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (14 Jun 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Apr 2015 to 30 Sep 2018)
    • CF1 Director (15 Apr 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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