Stephen Murphy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINLI (SCOTLAND) LIMITED (no longer approved here)

    FRN 402458

    • CF30 Customer (21 Sep 2012 to 1 Jul 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (26 Aug 2010 to 4 Sep 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Mar 2010 to 30 Jul 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 Feb 2010)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.