Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KELVIN SMITH (INSURANCE BROKERS) LIMITED
FRN 486396
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (3 Nov 2008 to 30 Sep 2018)
- CF8 Apportionment and Oversight (3 Nov 2008 to 31 Mar 2009)
- CF1 Director (3 Nov 2008 to 8 Dec 2019)
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KELVIN SMITH FINANCIAL PLANNING LTD.
FRN 707389
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (23 Nov 2015 to 8 Dec 2019)
- Responsible for Insurance Mediation (23 Nov 2015 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.