KELVIN SMITH (INSURANCE BROKERS) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Debt Collection
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Angela McGougan
IRN AXM02136
- SMF3 Executive Director (9 Dec 2019 to 17 Feb 2021)
- CF1 Director (3 Nov 2008 to 8 Dec 2019)
Graeme Harper
IRN GXH01678
- CF1 Director (10 Jul 2014 to 6 Feb 2015)
Quentin Mark Jiveen MacGillivray
IRN QML00002
- CF1 Director (AR) (7 Mar 2014 to 12 Dec 2018)
Rena Ross
IRN RXR00164
- SMF3 Executive Director (since 9 Aug 2021)
- Responsible for Insurance Distribution (since 9 Aug 2021)
- SMF16 Compliance Oversight (since 9 Aug 2021)
Ryan Seadon
IRN RXS01061
- SMF3 (AR) Executive Director function (16 Sep 2024 to 9 Jan 2026)
- CF1 Director (AR) (16 Sep 2024 to 9 Jan 2026)
Scott Gardner
IRN SXG00470
- SMF3 Executive Director (since 13 Apr 2022)
Shoaib Shafaatulla
IRN SXS03229
- CF1 Director (AR) (4 Mar 2014 to 9 Jan 2026)
Stephen Michael Travers
IRN SXT01354
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF8 Apportionment and Oversight (3 Nov 2008 to 31 Mar 2009)
- CF1 Director (3 Nov 2008 to 8 Dec 2019)
- Responsible for Insurance Mediation (3 Nov 2008 to 30 Sep 2018)

Smaller firms operating under this firm's FCA authorisation.

Taylor and Martin Property Management Ltd
FRN 841998 · Appointed 13 May 2019
Donald Macleod (no longer appointed)
FRN 416420 · Appointed 20 Sep 2024 · Until 9 Jan 2026
Sloane Private Clients Ltd (no longer appointed)
FRN 1017651 · Appointed 16 Sep 2024 · Until 9 Jan 2026
Kelvin Smith Commercial Loans Limited (no longer appointed)
FRN 803726 · Appointed 9 Mar 2018 · Until 10 Aug 2022
Shafaatulla Property Management Ltd (no longer appointed)
FRN 616405 · Appointed 26 Feb 2014 · Until 9 Jan 2026
RISKSMITH LIMITED (no longer appointed)
FRN 616303 · Appointed 24 Feb 2014 · Until 17 Dec 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.