Stephen Michael Lindsay

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ACCX Group (UK) Limited (no longer approved here)

    FRN 996726

    • SMF1 Chief Executive (17 May 2024 to 18 Sep 2024)
    • SMF3 Executive Director (17 May 2024 to 18 Sep 2024)
  • SFC Capital Ltd (no longer approved here)

    FRN 795825

    • (7)Employed By (17 Feb 2020 to 20 Feb 2026)
  • SFC Capital Partners Ltd (no longer approved here)

    FRN 736284

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Feb 2026)
    • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (14 Jun 2002 to 18 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.