Date authorised
17 May 2024
Companies House
13547568
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    71–75 Shelton Street
    Covent Garden
    London
    WC2H 9JQ
    UNITED KINGDOM
    Phone
    +442086387995
  • Complaints Contact

    71–75 Shelton Street
    Covent Garden
    London
    WC2H 9JQ
    UNITED KINGDOM
    Phone
    +442086387995

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trading Platform

    For Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dun Shing Lee

    IRN DXL00404

    • SMF1 Chief Executive (since 28 Nov 2024)
    • SMF3 Executive Director (since 17 May 2024)
  • Eng Chee Tey

    IRN EXT00168

    • SMF9 Chair of the Governing Body (since 17 May 2024)
  • Sing Ho Joseph Chan

    IRN SXC01006

    • SMF16 Compliance Oversight (since 17 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 May 2024)
  • Stephen Michael Lindsay

    IRN SML01061

    • SMF1 Chief Executive (17 May 2024 to 18 Sep 2024)
    • SMF3 Executive Director (17 May 2024 to 18 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.