Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 20 Feb 2023)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 18 Aug 2022)
    • [FCA CF] Client dealing (2 Dec 2020 to 18 Aug 2022)
    • CF30 Customer (25 Mar 2019 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF30 Customer (22 Jan 2016 to 2 Oct 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (3 Sep 2013 to 16 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.