Stephen Martin Whittingham-Jones

• Clarity Wealth Management LLP

  FRN 575252

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Feb 2021)
  • [FCA CF] Client dealing (since 9 Feb 2021)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Feb 2021)
  • CF30 Customer (27 Oct 2017 to 26 Feb 2021)
• Blueprint Financial Solutions Ltd (no longer approved here)

  FRN 409853

  • Employed By (27 Oct 2017 to 3 Mar 2021)
• Brooks Financial Planning Ltd (no longer approved here)

  FRN 493017

  • Employed By (11 Nov 2016 to 13 Oct 2017)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (18 Oct 2016 to 13 Oct 2017)
• Peter Brooks Wealth Management Limited (no longer approved here)

  FRN 416153

  • (2)Employed By (18 Oct 2016 to 11 Nov 2016)
• NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

  FRN 117664

  • CF30 Customer (19 Dec 2007 to 29 Dec 2010)

No changes recorded yet.