This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Peter Brooks Wealth Management Limited

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FRN: 416153
Last scraped: 1 hour ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Office 4

Southfields Farm

West Parley

Ferndown

Dorset

BH22 8TR

UNITED KINGDOM

Phone

+4401202577727

Web

https://www.sjpp.co.uk/peterbrooks

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Peter Anthony Brooks
IRN PAB00079
- (4)Employed By (19 Dec 2008 to 23 Mar 2010)
Peter Gary Brooks
IRN PGB00018
- (3)Employed By (18 Mar 2015 to 15 Jun 2022)
Sharon Nicole Brooks
IRN SNB01047
- (1)Employed By (18 Mar 2015 to 15 Jun 2022)
Stephen Martin Whittingham-Jones
IRN SMW01174
- (2)Employed By (18 Oct 2016 to 11 Nov 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.