Stephen Louis Seward

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited

    FRN 114694

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 19 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 19 Jun 2024)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • Appointed representative dealing with clients for which they require qualification (31 Oct 2022 to 16 Feb 2024)
  • Money & Mortgages (UK) LLP (no longer approved here)

    FRN 231483

    • (2)Employed By (23 Sep 2020 to 29 Sep 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (23 Sep 2020 to 29 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

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