Stephen John Westwood

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lancea LLP
FRN 599288
- CF1 Director (AR) (since 24 Jun 2025)
- CF30 Customer (since 24 Oct 2013)
CES Investments Ltd
FRN 526488
- Employed By (since 4 Mar 2015)
- Employed By (23 Oct 2012 to 24 Oct 2013)
FIL Investments International (no longer approved here)
FRN 122170
- CF16 Significant Mgt (Desgntd Investment Business) (14 Feb 2005 to 12 Oct 2007)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF1 Director (1 Dec 2001 to 3 Dec 2004)
Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- CF1 Director (1 Dec 2001 to 3 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.