Stephen John Tearle

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Broker Network Limited
FRN 308523
- [FCA CF] Significant management (since 18 Mar 2021)
HEALTH AND PROTECTION SOLUTIONS LIMITED
FRN 308189
- SMF16 Compliance Oversight (since 2 Apr 2020)
- SMF4 Chief Risk (since 9 Dec 2019)
- CF28 Systems and controls (14 Feb 2019 to 8 Dec 2019)
Advisory Insurance Brokers Limited
FRN 313250
- SMF16 Compliance Oversight (since 2 Apr 2020)
- SMF4 Chief Risk (since 9 Dec 2019)
- CF28 Systems and controls (14 Feb 2019 to 8 Dec 2019)
CCV Risk Solutions Limited
FRN 461649
- SMF16 Compliance Oversight (since 2 Apr 2020)
- SMF4 Chief Risk (since 9 Dec 2019)
- CF28 Systems and controls (14 Feb 2019 to 8 Dec 2019)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF28 Systems and controls (1 Nov 2007 to 31 May 2009)
- CF14 Risk Assessment (16 Nov 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.