Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Leagold Limited (no longer approved here)

    FRN 121398

    • CF30 Customer (27 Jun 2011 to 31 Dec 2012)
  • W.B.BAXTER LIMITED (no longer approved here)

    FRN 146480

    • CF30 Customer (1 Nov 2007 to 31 May 2011)
    • CF21 Investment Adviser (25 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jan 2005 to 25 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.