Stephen John Richards

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (22 Oct 2013 to 31 Jan 2014)
  • Creditex Brokerage LLP (no longer approved here)

    FRN 441360

    • CF30 Customer (3 Jun 2010 to 31 Aug 2012)
    • CF26 Customer Trading (24 May 2007 to 10 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (16 Nov 2005 to 11 Apr 2007)
    • CF26 Customer Trading (22 Aug 2005 to 15 Nov 2005)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF26 Customer Trading (1 Dec 2001 to 30 Dec 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.