Stephen John Poland

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fiveways Financial Planning Limited (no longer approved here)

    FRN 608678

    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2023 to 1 Apr 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2023)
    • CF30 Customer (12 May 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 May 2014 to 30 Sep 2018)
    • CF1 Director (12 May 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 May 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 May 2014 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF1 Director (AR) (16 May 2012 to 11 May 2014)
    • CF30 Customer (16 May 2012 to 11 May 2014)
  • Churchill Investments Plc (no longer approved here)

    FRN 182363

    • CF1 Director (8 Aug 2008 to 29 Mar 2012)
    • CF30 Customer (1 Nov 2007 to 29 Mar 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.