Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
MORTGAGES-ONLINE LIMITED
FRN 442328
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF1 Director (2 Oct 2006 to 8 Dec 2019)
- CF8 Apportionment and Oversight (2 Oct 2006 to 31 Mar 2009)
- CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
- CF11 Money Laundering Reporting (2 Oct 2006 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Oct 2006 to 8 Dec 2019)
- Responsible for Insurance Mediation (2 Oct 2006 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.