Date authorised
1 April 2013
Companies House
03450990
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cumberland House
    2 Cumberland
    Ruddington
    Nottingham
    NG11 6PH
    UNITED KINGDOM
    Phone
    +441158405570
  • Complaints Contact

    Cumberland House
    2 Cumberland
    Ruddington
    Nottingham
    NG11 6PH
    UNITED KINGDOM
    Phone
    +447876592278

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Charles Bird

    IRN BCB00010

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Glen Cross

    IRN GXC00005

    • CF30 Customer (1 Nov 2007 to 19 Oct 2009)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
  • Robin James Johnson

    IRN RJJ00003

    • CF30 Customer (1 Nov 2007 to 8 May 2008)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
    • CF1 Director (2 Oct 2006 to 8 May 2008)
  • Roxanne Freeman

    IRN RXF00006

    • CF30 Customer (7 Apr 2009 to 19 Oct 2009)
  • Simon Philip Wilkinson

    IRN SXW00072

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jul 2025)
  • Stephen John McAneaney

    IRN SJM00008

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
    • Responsible for Insurance Mediation (2 Oct 2006 to 30 Sep 2018)
    • CF10 Compliance Oversight (2 Oct 2006 to 8 Dec 2019)
    • CF1 Director (2 Oct 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Oct 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (2 Oct 2006 to 31 Mar 2009)
  • Susan Margaret Beeston

    IRN SMB01146

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.