Stephen John Lucas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

D. E. Shaw & Co. (London) LLP
FRN 590179
- [FCA CF] Client dealing (since 15 Nov 2024)
Citadel Advisors Europe Limited (no longer approved here)
FRN 952125
- [FCA CF] Client dealing (1 Jan 2022 to 13 May 2022)
Citadel Securities (Europe) Limited (no longer approved here)
FRN 447450
- [FCA CF] Client dealing (9 Dec 2019 to 13 May 2022)
- [FCA CF] Proprietary trader (9 Dec 2019 to 13 May 2022)
- CF30 Customer (16 Feb 2018 to 8 Dec 2019)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- CF30 Customer (16 Dec 2014 to 12 Feb 2018)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (30 Jan 2012 to 28 Nov 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.